Regulatory and
Credit Training

BSA/AML Compliance Infrastructure Advisory
Regulatory and Credit Training

Training Topics

Bank Secrecy Act (BSA)
Anti-Money Laundering (AML)
Office of Foreign Assets Control (OFAC)
Credit Underwriting

Compliance & Training

Experience

Compliance

Evaluated the BSA/AML program activities, including people, process, and technology related to Negative News, 314(a), CIP, BOCP, foreign entities, and OFAC.

  • Developed comprehensive, multi-channel BSA Training activities tailored for the target audience in both information and messaging
    • General colleague knowledge
    • Role-based training for various customer-facing functions
    • Board of Directors content
  • Refreshed branding of training to maintain relevance and improve knowledge retention.
  • Published short topical videos and newsletters
  • Periodic webinars to discuss current regulatory events

Credit

Assessed Strengths, Weaknesses, Opportunities, and Threats (SWOT) to identify knowledge and cultural gaps compared to expectations of strong credit underwriting programs.

  • Developed curriculum of both qualitative and quantitative subjects
  • Delivered presentations
  • Judged case competitions

Return to Services

Is it time to evaluate the risk and regulatory training programs across your enterprise?

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