Compliance and Bank Secrecy Act (BSA) Services
Navigating regulatory challenges can be complex, but we’re here to help.
Our expertise in compliance infrastructure, the Bank Secrecy Act (BSA),
Anti-Money Laundering (AML), and OFAC program advisory ensures your
organization remains secure and compliant
Regulatory Compliance
BSA / AML
Compliance Infrastructure
A well-structured compliance program is key to safeguarding your organization. We help evaluate and enhance your compliance framework across people, processes, and technology.
Our Expertise Includes:
- Reviewing and improving regulatory compliance policies tailored to community banks
- Developing standardized frameworks encompassing governance, controls, testing, and reporting
- Implementing a robust three-lines-of-defense model for risk management
- Let’s build a compliance infrastructure that works seamlessly with your organization’s goals
BSA/AML/OFAC Program Advisory
Ensure your financial institution remains compliant with critical regulatory standards while efficiently managing risks.
Our Services Include:
- Assessing and optimizing BSA/AML program activities, from alert monitoring to investigations and model support
- Designing and implementing comprehensive sanctions programs (OFAC), Negative News protocols, 314(a) compliance, and foreign entity research.
- Supporting customer information programs (CIP) and beneficial ownership tracking to meet regulatory expectations
With us, your organization will stay ahead of evolving compliance requirements.
Regulatory Training
Empower your team with the knowledge and skills needed to tackle today’s compliance challenges. Our engaging training programs are tailored to your organization’s specific roles and responsibilities.
What We Offer:
- Multi-channel BSA/AML training programs for all levels, from general knowledge to role-specific expertise.
- Specialized content for customer-facing roles and Board of Directors training.
- Enhanced training materials, including topical videos, newsletters, and branded content for better retention.
- Webinars and updates on current regulatory events to keep your team informed.
Keep your workforce informed and ready with our comprehensive training solutions.